SEC Issues FAQs on Broker-Dealer Crypto Asset Activities, Transfer Agent Blockchain Use – Publications

The Staff of the Division of Trading and Markets of the US Securities and Exchange Commission issued on May 15, 2025 responses to Frequently Asked Questions Relating to Crypto Asset Activities and Distributed Ledger Technology. The FAQs provide guidance on crypto asset custody by broker-dealers and transfer agents’ use of the blockchain to maintain Master Securityholder Files. | Source: Read More
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